Case Name: China Agritech v. Resh
Court: U.S. Supreme Court Docket: 17-432
Read Amicus Brief (PDF)
Case Issue: After a class action is no longer pending, can absent class members whose statue of limitations have tolled file subsequent class actions to pursue their claims?
Case Name: Pension Funds v. Goldman Sachs Group
Court: U.S. Ct. App. 2d Cir. Docket: 16-250-cv
Read AARP's Amicus Brief (PDF)
Case Issue: In a securities fraud action, can investors rely on an investment management firm's public statements that the firm has extensive procedures to prevent conflicts of interests, or are those statements immaterial "puffery"?
Case Name: People, State of New York v. Greenberg
Court: N.Y. Ct. App. Docket: APL-2015-00172
Case Result: The court confirmed that New York's Martin Act authorizes disgorgement and rejected the defendants' preemption challenge to a disgorgement remedy. The court also confirmed that a permanent injunction under state antifraud statutes does not require proof of irreparable harm.
Case Name: Merrill Lynch v. Manning
Court: U.S. Supreme Court Docket: 14-1132
Case Result: The decision resolves a split among the circuits regarding the breadth of Section 27 of the Securities Act. The Court ruled that a defrauded securities investor was entitled to sue in state court for state claims.
Case Name: Chadbourne & Parke LLP v. Troice
Court: U.S. Supreme Court Docket: 12-79, 12-86, 12-88
Case Issue: Do either the federal Securities Litigation Uniform Standards Act (SLUSA) or the Private Securities Litigation Reform Act (PSLRA) preclude or preempt private remedies under state law for alleged fraudulent acts involving securities not covered under either federal act?
Case Name: People of the State of New York v. Greenberg
Court: N.Y. Ct. App. Docket: 401720/05
Case Result: AG allowed to seek equitable/injunctive relief against two former corporate officers for their roles in alleged fraudulent activity.
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