Free Lunch Seminars: Questions to Ask a Financial Professional
By: AARP.org | Source: AARP.org
Seeking Volunteers
Download the 'What to Listen for Checklist' form.
Do Your Research
Are the speakers at free lunch seminars properly licensed and the firm registered?
- For a broker, use FINRA BrokerCheck or call toll-free (800) 289-9999.
- For an investment adviser, use the SEC's Investment Adviser Public Disclosure Web site.
- For an insurance agent, check with your state insurance department. You'll find contact information through the National Association of Insurance Commissioners (NAIC).
Free Lunch Seminars: Questions to Ask a Financial Professional. tips from AARP.... Back to Article
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